Tag: compliance

Culture and Compliance: The Key to Business Success

    Interpreting and adapting key principles to ensure that compliance is embedded into an organisation’s structure is vital to determining a business’ success. Although the key considerations may vary …

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10 Things You Need to Know About The SM&CR Deadline

The deadline for Senior Managers and Certification Regime (SM&CR) compliance is fast approaching. Let us help you prepare! By 31 March 2021 all FCA solo-regulated firms must have undertaken the …

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Are your staff putting in the CPD hours they need under IDD?

One of the requirements of IDD is that all your staff involved in the distribution of insurance products must complete 15 hours of CPD per year and to demonstrate the …

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