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Introduction to Compliance (Half-day)


This half-day compliance training workshop lifts the lid on compliance and, in plain terms, examines what it means and the vital role it should play in helping to ensure that businesses are run ethically and responsibly, promoting a culture that places customers at the heart of business decision making and operational practices. Our introduction to compliance training workshop explores the intrinsic business benefits of business-wide engagement with compliance through a general acknowledgement that it is a shared responsibility for everyone in the organisation.

Course Content

  • Executive and non-executive directors
  • Company secretarial staff
  • Compliance staff new to the role
  • Operational managers.

To many business people regulatory compliance can appear if not daunting, then rather dreary and unexciting. As a result, responsibility for Compliance is often perceived as being the exclusive responsibility of certain individuals within the organisation who are to be kept at arm’s length from the day to day running of the business. Many see compliance as an additional chore which struggles for airtime in an already highly pressured working environment. Nothing could be further from the truth.

Learning Objectives

  • Appreciate the regulatory environment and its impact on business
  • Recognise how compliance can and should affect the way business is conducted
  • Understand key areas of regulatory interest and concern
  • Appreciate the importance of accurate record keeping
  • Describe how regulators work
  • Understand the implications of non-compliance.

Ready to book?

Simply complete the booking form with your details and a member of our team will be in touch with the next available dates. 

Any questions?  

If you’re not quite sure if this course is suitable or are looking for further information, call our team on 0117 244 7221.