Financial Promotions - Searchlight Insurance Training

Financial Promotions

Financial promotions are an inherent part of bringing the financial product and the client together to transact business. As such, it is subject to regulation by the FCA.

For those involved in marketing, product development or compliance, involving the formulation, approval or use of financial promotions, this seminar is designed to inform you and challenge your current approach.

Click “Check Availability” to find out which dates are available and make a booking or contact us on 01372 361177 or at . Alternatively, please let us know if you would like us to deliver this as an in-house workshop.

Level: Regulatory

Duration: 0.5 day(s) CII CPD Hours: 3


Examine the implications of principles-based regulations

Update/refresh your knowledge of COB Financial Promotions rules

Recognise the key differences between financial promotions and other communications

Check the effectiveness of your approvals process

Understand the implications for the internet and other electronic media


Impact of principle-based regulation

Communications to clients: COB chapter 4

Approving financial promotions

Invitations and inducements

Internet and Electronic media

Compliance oversight and risk management

Examples of good and bad practise