Insurance Compliance | Insurance Compliance Training

Searchlight Regulatory/Compliance Consultancy

At Searchlight we believe our job is to give our clients the compliance support which best meets their business needs – whether it is regular on-going assistance or simply some one-off help and advice.

Being a member of the Association of Compliance Consultants (APCC) you can rest assured that we provide all that you would expect of a professional compliance consultancy.

We offer a complete compliance service tailored to your specific needs including:

  • Compliance support

    • Compliance Health Check
    • Application for Regulatory Permissions
    • On-going support – providing regular on site visits
    • Review of marketing materials, call centre scripts, 1-2-1 meeting process
    • Support for specific regulatory projects
    • Highlighting areas of improvement, regulatory change, complaints root cause analysis
    • Annual deep review of procedures to confirm they remain up to date
    • Review of Appointed Representative/Introducer relationships and monitoring support
    • FCA reporting/visit preparation

and:

  • Training

    • Maintain firms’ T&C records and provide training to deliver off-the-shelf solutions driven by need
    • Provide CPD for those already deemed competent
    • Undertake inductions, competence reviews, observations and staff improvement
    • Support apprenticeship/training programmes
    • Provide a wide range of subject matter experts

Whatever your Compliance Consultancy, Project Management or Training needs contact Searchlight on 01372 361177 or email training@ssluk.net