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The Senior Managers and Certification Regime (SM&CR)

Level:Introduction Duration:1 hour CII CPD Hours:1*

The Senior Managers & Certification Regime (SM&CR) aims to reduce harm to consumers and strengthen market integrity by creating a system that enables firms and regulators to hold people to account.

Our SM&CR online tutorial is suitable for anyone requiring an overview of the SM&CR and anyone who holds a key role or has overall responsibility for a whole area of a firm, authorised to provide financial services under the Financial Services and Markets Act.

This tutorial comes with an end of course assessment and full reporting facilities. It also qualifies for 60 minutes CII CPD (*where meeting an individual’s learning objective).

Click on the Book Now option on the right to purchase a single user licence valid for one year – or call us to find out about the significant discounts available for multiple-user licences.

  • After taking this online tutorial, learners will be able to:
    • Explain the purpose of the SM&CR and its main aims
    • Describe the new Senior Management functions, how these are documented and approved
    • Explain the impact of the Certification Programme
    • Outline the new Conduct Rules and the reporting requirements in the event of a breach.

    Enquire about course availability

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