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Anti Bribery and Corruption

Level:N/A Duration:0.5 Day(s) CII CPD Hours:3

Thematic reviews and continuing enforcement actions against brokers and insurers highlight the fact that anti-bribery and corruption measures are a high priority for the FCA.

This intensive and participative three-hour anti-bribery and corruption workshop brings delegates up to speed with the latest legal and regulatory developments – and suggests how brokers and insurers should be responding.

  • After attending this workshop, delegates will be able to:
    • Explore the regulatory expectations of anti bribery and corruption within operational risk management and overall governance
    • Learn the insights from recent and significant regulatory enforcement actions
    • Outline the components of risk and outcomes based anti bribery and corruption procedures
    • Provide benchmarks against which to assess the effectiveness of your policies, procedures and controls.
  • Workshop contents includes:
    • The FCA’s approach to financial crime, and the priority given to bribery and corruption
    • Revising the UK Bribery Act 2010 and the US Foreign and Corrupt Practices Act
    • The insights  from recent enforcement actions: where are have policies , procedures and controls been considered to be inadequate – often without any evidence of criminal activity
    • Differentiating between policies, procedures and controls; and avoiding the common pitfalls
    • Determining focussed appropriate and risk based training
    • Effective and robust governance, oversight and assurance
    • Risk assessment: reviewing the appropriateness and robustness of your own policies, procedures and controls.

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