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The Senior Managers and Certification Regime (SM&CR)

The Senior Managers & Certification Regime (SM&CR) aims to reduce harm to consumers and strengthen market integrity by creating a system that enables firms and regulators to hold people to account.

Our SM&CR online tutorial is suitable for anyone requiring an overview of the SM&CR and anyone who holds a key role or has overall responsibility for a whole area of a firm, authorised to provide financial services under the Financial Services and Markets Act.

It is designed to ensure a good understanding of the SM&CR and at the end of the tutorial (one hour of learning) the learner will be able to:

  • Explain the purpose of the SM&CR and its main aims
  • Describe the new Senior Management functions, how these are documented and approved
  • Explain the impact of the Certification Programme
  • Outline the new Conduct Rules and the reporting requirements in the event of a breach.

This tutorial comes with an end of course assessment and full reporting facilities.  It also qualifies for 60 minutes CII CPD (where meeting an individual’s learning objective).

For further information: call us on 01372 361177 or email