Specialist Services - Searchlight Insurance Training

Specialist Services/Areas

If you’re looking for a more flexible approach to compliance support our ’pick & mix‘ menu offers you complete freedom to select from an extensive range of specific services:

  • Application for Regulatory Permissions (click for details)
  • Senior Insurance Managers Regime (click for details)
  • Compliance Health Check
  • Effective corporate governance
  • Approved Persons/Significant Influence Responsibilities
  • Complaints procedures
  • Compliance manual – Implementation and Procedures
  • Third party due diligence
  • Appointed representatives audit
  • Training and competence  review
  • Financial promotions approval
  • TCF continuing gap analysis Review
  • Risk-based financial crime procedures
  • Client money procedures
  • Risk management framework
  • Conflicts of interest
  • ICOBS and “safe selling”
  • Strategy creation process and business planning
  • Business Continuity
  • Coverholder audit

This range is not exhaustive – please contact us  if you are looking for anything which is not on the list.  Charging will reflect the duration, scope and complexity of any assignment.