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Searchlight Compliance Consultancy

At Searchlight, we believe our job is to give our clients the compliance support which best meets their business needs – whether that’s regular ongoing assistance or ad hoc help and advice.

Professional consultants registered with the Association of Compliance Consultants (APCC) offer you the support you need, when you need it.

We offer a complete compliance service tailored to your specific needs, including:

Compliance support
  • Compliance health check
  • Application for regulatory permissions
  • On-going support – providing regular on site visits
  • Review of marketing materials, call centre scripts, 1-2-1 meeting process
  • Support for specific regulatory projects
  • Highlighting areas of improvement, regulatory change, complaints root cause analysis
  • Annual deep review of procedures to confirm they remain up to date
  • Review of Appointed Representative/Introducer relationships and monitoring support
  • FCA reporting/visit preparation.
  • Maintaining firms’ T&C records and providing training to deliver off-the-shelf solutions driven by need
  • Providing CPD for those already deemed competent
  • Undertaking inductions, competence reviews, observations and staff improvement
  • Supporting apprenticeships and training programmes.

To find out more, call us on 01372 361177 or