At Searchlight, we believe our job is to give our clients the compliance support which best meets their business needs – whether that’s regular ongoing assistance or ad hoc help and advice.

We offer a complete compliance service tailored to your specific needs, including:

• Compliance health check
• Application for regulatory permissions
• On-going support – providing regular on site visits
• Review of marketing materials, call centre scripts, 1-2-1 meeting process
• Support for specific regulatory projects
• Highlighting areas of improvement, regulatory change, complaints root cause analysis
• Annual deep review of procedures to confirm they remain up to date
• Review of Appointed Representative/Introducer relationships and monitoring support
• FCA reporting/visit preparation.

• Maintaining firms’ T&C records and providing training to deliver off-the-shelf solutions driven by need
• Providing CPD for those already deemed competent
• Undertaking inductions, competence reviews, observations and staff improvement
• Supporting apprenticeships and training programmes.

To find out more, call us on 01372 361177 or email training@ssluk.net