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Searchlight Compliance Consultancy

At Searchlight, we believe our job is to give our clients the compliance support which best meets their business needs – whether that’s regular ongoing assistance or ad hoc help and advice.

We offer a complete compliance service tailored to your specific needs, including:

Compliance support
  • Compliance health check
  • Application for regulatory permissions
  • On-going support – providing regular on site visits
  • Review of marketing materials, call centre scripts, 1-2-1 meeting process
  • Support for specific regulatory projects
  • Highlighting areas of improvement, regulatory change, complaints root cause analysis
  • Annual deep review of procedures to confirm they remain up to date
  • Review of Appointed Representative/Introducer relationships and monitoring support
  • FCA reporting/visit preparation.
Training
  • Maintaining firms’ T&C records and providing training to deliver off-the-shelf solutions driven by need
  • Providing CPD for those already deemed competent
  • Undertaking inductions, competence reviews, observations and staff improvement
  • Supporting apprenticeships and training programmes.

To find out more, call us on 01372 361177 or email training@ssluk.net