The FCA emphasise the crucial role of approved persons in Significant Influence Functions. The personal accountability and transparency that accompanies it is only increasing in the light of the recognition of how much the behaviour of executives and senior managers affect the culture and operation of any firm.
Against the backdrop of the regulatory landscape, this half day course will help you to recognise what the FCA expects of you – collectively and individually – in the way you carry out your responsibilities. Through aligning the expectations with good corporate governance, it helps you to apply the Principles for Approved Persons in business situations and identify the competences you are expected to demonstrate.
Who should attend?
Approved Persons in Significant Influence functions:
- Executive and non executive directors
- Chief executives
- Finance directors and managers
- Compliance oversight
- Risk managers
Click “Check Availability” to find out which dates are available and make a booking or contact us on 01372 361177 or at training@ssluk.net . Alternatively, please let us know if you would like us to deliver this as an in-house workshop.
