Managing the risk of Errors and Omissions - Searchlight Insurance Training

Managing the risk of Errors and Omissions

To be human is to err, but financial services firms face the challenge of managing the risk of errors and omissions.

This seminar will assist delegates in understanding what risk management of E&O means for them and their firms and will help them identify areas where they could improve their own performance and the performance of their firms in this critical area.

It is suitable for senior managers and compliance officers.

Click “Check Availability” to find out which dates are available and make a booking or contact us on 01372 361177 or at training@ssluk.net . Alternatively, please let us know if you would like us to deliver this as an in-house workshop.

Level: Introduction

Duration: 0.5 day(s) CII CPD Hours: 3
     

WORKSHOP OBJECTIVES

• Understand managing Errors & Omissions (E&O) risk, on a personal and business level

• Identify how you can demonstrate that you manage E&O risk

 

 

WORKSHOP CONTENT

Whose responsibility is managing the E&O risk?

How business culture can influence success of managing E&O risk

Risk management

Ethics, codes of conduct and violations

Contracts

Technical procedures

Documentation – preparation and retention

Where are you now?