Application for Regulatory Permissions - Searchlight Insurance Training

Application for Regulatory Permissions: Supporting you in your application

Starting a new business is a demanding task. Add to this the need for regulatory approval and your challenge is even greater – that’s why Searchlight has created a unique support service dedicated to fledgling insurance intermediary firms.

We will help with every step of what is sometimes a daunting process by adopting a practical, pragmatic and methodical approach, working closely with you throughout. The speed of response and regulatory approval is likely to be quicker if your application pack is comprehensive, accurate and appropriate for your business.

Guidance and support in application and completion covering:

  • Corporate Strategy
  • Regulatory Business Plan
  • Financial Forecasts
  • Directors, Officers, Structure, and Experience
  • Training and Competence Framework

For an agreed fixed price (dependent on size of the new operation) you will be provided with a dedicated compliance consultant , given a full threshold condition review, supported in all paperwork completion, guided through any amendments and supported until the final authorisation decision is made. This includes liaison with the FCA and resolution of any queries raised.

Giving you long term support…

Getting authorisation is just the first step in meeting your firm’s regulatory commitments – that’s why you will receive special rates for your first year’s trading plus free telephone and email support for your first 3 months.

If this is your first experience of being directly regulated, let us be a shoulder to lean on while you find your own way. To discuss your needs please call us on 01372 361177 or email us at