Compliance Support

In the increasingly challenging world of financial regulation and compliance, the move towards principles and outcomes-focused regulation is already established. For those who have assumed the role of ‘Approved Person’ the challenges and complexities of understanding, appropriately recording and ensuring compliance will prove an especially significant task.

Searchlight’s Regulatory Compliance Support Services provide a highly cost effective ‘retainer’ arrangement or flexible menu option for you to choose from. For full details of our range of services and costs please click on one of the following:

Getting Started (Where Are You Now?)

Compliance Support Package – Ongoing Support

Compliance Support – As You Need It

Face to Face Workshops

Click here to view workshop outlines and book workshops




CII