Getting Started (Where Are You Now?)

At Searchlight we believe in helping you to make a fully informed decision - that's why all new compliance clients are encouraged to take a 'where are you now?' review day before making any commitment to our services.

Cost - £995 + VAT (1 day onsite + report)

The review will consider:

  • Business Strategy
  • Culture (Framework)
  • Corporate Background
  • Service Offering/Business Classes
  • Business Model/Acquisition Strategy
  • Strengths/Weaknesses/Goals
  • Directors, Officers, Structure, and Experience
  • Locations/Spread of Control
  • Treating Customer Fairly (TCF) Policy
  • Processes and Procedures
  • Client database, front-office and back-office systems
  • Employee Handbook, Policies and Procedures
  • Risk Tolerance
  • "Hot Spots"

The review day will give you the opportunity to meet your dedicated consultant, ask general questions about our service, express any concerns relating to your firm's compliance status and ultimately, end with a summary of findings, recommendations for consideration and guidance on an appropriate level of any ongoing service.

NEW CLIENTS RECEIVE A £200 'CASH BACK' ON YOUR 'WHERE ARE YOU NOW?' COMPLIANCE REVIEW IF YOU CHOOSE TO TAKE ON OUR
SUPPORT PACKAGE

To discuss your needs please call us on 01372 361177 or email us at training@ssluk.net

Face to Face Workshops

Click here to view workshop outlines and book workshops
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